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In House Counsel Jobs | JDHuntr 35660 Associate General Counsel, Regulatory, General Corporate, Greenwich, CT

by In House Counsel Jobs | JDHuntr - 06/01/2020
 
"*Evaluating the legal and regulatory impact of new proposed business lines or offerings. *Advising the firmís Compliance Department and various business lines on federal securities and commodities law"
 
In House Counsel Jobs | JDHuntr 35660 Associate General Counsel, Regulatory, General Corporate, Greenwich, CT
To apply go to JDHuntr.com
*Evaluating the legal and regulatory impact of new proposed business lines or offerings. *Advising the firmís Compliance Department and various business lines on federal securities and commodities law, including federal statutes, SEC and CFTC rules, and SRO rules (e.g., FINRA, NFA, CME, etc.). *Identifying necessary changes to the firmís systems and procedures to meet new rules/regulations.

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