General Counsel
North Capital - Midvale, UT 84047
$95,000 - $155,000 a year
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North Capital Investment Technology seeks a General Counsel to lead the firm’s strategic and tactical legal initiatives, and to help guide the evolution of our strategic vision. As a partner on the senior management team, you will be a key part of the firm’s operational backbone. You will ensure that company and its affiliates, which include a registered broker-dealer and a registered investment advisor, operate within the law and comply with all SEC and FINRA regulations at all times. You will be directly involved in complex business transactions, negotiating critical contracts, and providing counsel on legal and business strategy, while serving as an effective guardian of the firm. The successful candidate will be business-minded, results-oriented, and able to ensure legal compliance while understanding and meeting business needs.
Responsibilities
Provide expert, strategic and tactical legal advice regarding the firm’s legal and regulatory positioning and compliance.
Serve as a leader within the firm in promoting ethics, integrity, transparency, good governance, and a strong service culture.
Serve as a public face of the firm with regulators.
Interface with the firm’s network of business partners, customers, regulators, politicians, external attorneys, and compliance consultants.
Oversee internal governance policies and procedures.
Evaluate and assess multiple internal and external factors and scenarios that could lead to various critical path decisions and courses of action.
Anticipate issues and estimate risks in a logical and well-reasoned manner.
Identify proactive solutions that will eliminate or mitigate risk.
Create trust relationships and mutual respect with employees, customers, and other key stakeholders.
Draft and maintain effective agreements that achieve business objectives while minimizing risk risks and maximizing legal rights.
Address complex, significant matters that cut across legal and related business areas.
Develop legal thought leadership on important legislative and regulatory initiatives.
Requirements
Proven legal experience in a business or deal environment;
Overall broad legal knowledge (corporate law, securities law, litigation, labor law, etc.);
In-depth understanding of how legal issues affect organizations;
Ability to lead development of legal strategy and objectives;
High degree of professional ethics, integrity and gravitas;
Ability to use discretion and maintain all confidentiality;
Excellent analytical skills and judgement;
Outstanding written and verbal communication skills;
D. degree or equivalent;
Current authorization to work in the United States on a full-time, permanent basis.
Please send resume and cover letter in PDF format only.
What North Capital Offers
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A performance-oriented culture with friendly, helpful, engaged coworkers who are focused on working as a team to achieve transformational change in financial markets.
Flat, open management structure;
Ongoing learning and development opportunities;
Mission-driven work that values initiative and accomplishment without regard to status or seniority.
Excellent benefits including paid time off, medical and dental insurance, 401k Retirement Plan with company match, mobile phone reimbursement plan.
North Capital is an equal opportunity employer. We will consider all qualified applicants without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation or gender identity, or any other legally protected basis, in accordance with applicable law. This position requires fingerprinting and a background check due to the nature of the job responsibilities.
Job Type: Full-time, Midvale UT office
Salary: Compensation with be competitive and commensurate with experience
Job Type: Full-time
Salary: $95,000.00 to $155,000.00 /year
Language:
English (Required)
Work authorization:
United States (Required)
Benefits offered:
Health insurance
Dental insurance
Paid time off
Retirement benefits or accounts
Parental leave
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